Compliance Infrastructure
Compliance Infrastructure
Built for markets
that didn't exist
five years ago.
Built for markets
that didn't exist
five years ago.
Built for markets
that didn't exist
five years ago.
Nutshell handles tax reporting, cost basis calculations, and regulatory communications for brokerages, crypto platforms, and prediction markets — including new asset classes and edge cases that legacy vendors weren't designed for.
Nutshell handles tax reporting, cost basis calculations, and regulatory communications for brokerages, crypto platforms, and prediction markets — including new asset classes and edge cases that legacy vendors weren't designed for.
See How It Works
Why it matters
Why it matters
What powers your compliance determines whether it just runs or demands constant attention.
What powers your compliance determines whether it just runs or demands constant attention.
What powers your compliance determines whether it just runs or demands constant attention.
Four outcomes your platform should expect from its compliance infrastructure.
Four outcomes your platform should expect from its compliance infrastructure.
Four outcomes your platform should expect from its compliance infrastructure.
You pass the audit.
You pass the audit.
You pass the audit.
Nutshell's audit trail is built in. Every document generation, delivery, and archival event is logged, searchable, and non-repudiable — because auditors require both automated controls and documented manual review. You don't need an ops person to go through and fix things.
Nutshell's audit trail is built in. Every document generation, delivery, and archival event is logged, searchable, and non-repudiable — because auditors require both automated controls and documented manual review. You don't need an ops person to go through and fix things.
You're covered when regulations change.
You're covered when regulations change.
You're covered when regulations change.
New IRS rules, new asset classes, new filing requirements — Nutshell is designed to absorb these without requiring you to rebuild. When the 1099-DA guidance landed, our clients were ready. In a space where the rules are still forming, you want infrastructure that moves with them.
New IRS rules, new asset classes, new filing requirements — Nutshell is designed to absorb these without requiring you to rebuild. When the 1099-DA guidance landed, our clients were ready. In a space where the rules are still forming, you want infrastructure that moves with them.
You don't need to build or maintain it yourself.
You don't need to build or maintain it yourself.
You don't need to build or maintain it yourself.
Statements and confirms seem like PDF generation until an auditor finds a material weakness. Tax filing looks manageable until you're handling a hundred thousand consolidated forms across a crypto book. We've seen what homegrown builds cost in people and time. Save the headcount and the hours. We'll handle it instead.
Statements and confirms seem like PDF generation until an auditor finds a material weakness. Tax filing looks manageable until you're handling a hundred thousand consolidated forms across a crypto book. We've seen what homegrown builds cost in people and time. Save the headcount and the hours. We'll handle it instead.
Your customers get accurate documents, on time, every time.
Your customers get accurate documents, on time, every time.
Your customers get accurate documents, on time, every time.
Guaranteed delivery. Accurate forms. Brand-consistent communications. The things your customers see — their statements, their tax documents — represent your platform. Nutshell makes sure they hold up.
Guaranteed delivery. Accurate forms. Brand-consistent communications. The things your customers see — their statements, their tax documents — represent your platform. Nutshell makes sure they hold up.
Products
Products
What regulated platforms run on
What regulated platforms run on
What regulated platforms run on
Every financial platform has mandatory obligations to their customers and to regulators. Nutshell delivers the infrastructure that fulfills them, across asset classes, at scale.
Every financial platform has mandatory obligations to their customers and to regulators. Nutshell delivers the infrastructure that fulfills them, across asset classes, at scale.
Every financial platform has mandatory obligations to their customers and to regulators. Nutshell delivers the infrastructure that fulfills them, across asset classes, at scale.
01 — Document Infrastructure
01 — Document Infrastructure
01 — Document Infrastructure
Regulatory Communications
Regulatory Communications
Regulatory Communications
Brokerage statements · Trade confirms · Required notices
Brokerage statements · Trade confirms · Required notices
Financial platforms are required to deliver accurate, compliant communications to their customers and regulators: on time, every time, with a documented audit trail. Many platforms underestimate how regulated this actually is. Nutshell handles the full lifecycle: composition, delivery, archiving, and the audit controls that regulators require.
Financial platforms are required to deliver accurate, compliant communications to their customers and regulators: on time, every time, with a documented audit trail. Many platforms underestimate how regulated this actually is. Nutshell handles the full lifecycle: composition, delivery, archiving, and the audit controls that regulators require.
Brokerage statements and trade confirms
Required regulatory notices and disclosures
Multi-tenant delivery across 30+ sub-clients from a single platform
Branded, digital-first communications with per-firm customization
SEC-compliant WORM archiving and indexed search
Brokerage statements and trade confirms
Required regulatory notices and disclosures
Multi-tenant delivery across 30+ sub-clients from a single platform
Branded, digital-first communications with per-firm customization
SEC-compliant WORM archiving and indexed search
Who it's for
Clearing firms, broker-dealers, and fintech platforms that are hitting the wall on their existing document solution, whether homegrown or a legacy vendor.
Clearing firms, broker-dealers, and fintech platforms that are hitting the wall on their existing document solution, whether homegrown or a legacy vendor.
02 — Tax Infrastructure
02 — Tax Infrastructure
Tax & Cost Basis
Tax & Cost Basis
Tax & Cost Basis
Cost basis calculations · 1099 generation · IRS direct filing
Cost basis calculations · 1099 generation · IRS direct filing
Tax reporting for financial platforms isn't one step — it's a chain. Accurate cost basis feeds accurate forms, which feed accurate filings. Nutshell handles the full sequence: taking raw transaction records, calculating gains and losses, generating the appropriate 1099s, and filing directly with the IRS.
Tax reporting for financial platforms isn't one step — it's a chain. Accurate cost basis feeds accurate forms, which feed accurate filings. Nutshell handles the full sequence: taking raw transaction records, calculating gains and losses, generating the appropriate 1099s, and filing directly with the IRS.
Cost basis calculation from raw transaction records
1099 generation (B, DA, MISC, NEC, K, DIV, and others) at scale
Consolidated recipient forms for high-volume transaction accounts
IRS direct filing and state-level filing where required
TIN validation and B-Notice remediation
Branded, secure participant-facing tax document delivery
Cost basis calculation from raw transaction records
1099 generation (B, DA, MISC, NEC, K, DIV, and others) at scale
Consolidated recipient forms for high-volume transaction accounts
IRS direct filing and state-level filing where required
TIN validation and B-Notice remediation
Branded, secure participant-facing tax document delivery
Cost basis calculation from raw transaction records
1099 generation (B, DA, MISC, NEC, K, DIV, and others) at scale
Consolidated recipient forms for high-volume transaction accounts
IRS direct filing and state-level filing where required
TIN validation and B-Notice remediation
Branded, secure participant-facing tax document delivery
Who it's for
Crypto platforms, prediction market operators, and digital asset brokerages managing tax filing obligations at volume, especially in asset classes or transaction structures that existing tax vendors handle poorly.
Crypto platforms, prediction market operators, and digital asset brokerages managing tax filing obligations at volume, especially in asset classes or transaction structures that existing tax vendors handle poorly.
Why Nutshell
Why Nutshell
Built for today's markets and wherever they're heading.
Built for today's markets and wherever they're heading.
Built for today's markets and wherever they're heading.
Better infrastructure. More flexibility. Without the legacy price tag. Or the homegrown headaches.
Better infrastructure. More flexibility. Without the legacy price tag. Or the homegrown headaches.
Better infrastructure. More flexibility. Without the legacy price tag. Or the homegrown headaches.
Incumbent Vendors
Homegrown Build
Nutshell
New asset class support
Incumbent Vendors
Built for traditional securities
Adapts to regulatory
changes
Slow
Vendor release cycles
Implementation time
Long
Built for traditional securities
Audit controls
& compliance
Varies
Depends on vendor
Scales with volume
Limited
Architecture constraints
Operational overhead
High
Ongoing vendor management
Licensing fees
High
Legacy pricing
Incumbent Vendors
Incumbent Vendors
Homegrown Build
Homegrown Build
Nutshell
Nutshell
New asset class support
New asset class support
Incumbent Vendors
Incumbent Vendors
Built for traditional securities
Built for traditional securities
Homegrown Build
Homegrown Build
Depends on internal resources
Depends on internal resources
Built-In
Built-In
Securities, crypto, prediction markets
Securities, crypto, prediction markets
Adapts to regulatory
changes
Adapts to regulatory
changes
Slow
Slow
Vendor release cycles
Vendor release cycles
Manual
Manual
Requires engineering time
Requires engineering time
Built-In
Built-In
Absorbed for you
Absorbed for you
Implementation time
Implementation time
Long
Long
Built for traditional securities
Built for traditional securities
Long
Long
Depends on internal resources
Depends on internal resources
Fast
Fast
Weeks, not months
Weeks, not months
Audit controls
& compliance
Audit controls
& compliance
Varies
Varies
Depends on vendor
Depends on vendor
High risk
High risk
Often incomplete
Often incomplete
Built-In
Built-In
Automated + manual controls
Automated + manual controls
Scales with volume
Scales with volume
Limited
Limited
Architecture constraints
Architecture constraints
Limited
Limited
Requires ongoing investment
Requires ongoing investment
Yes
Yes
Serverless, elastic
Serverless, elastic
Operational overhead
Operational overhead
High
High
Ongoing vendor management
Ongoing vendor management
High
High
People, time, maintenance
People, time, maintenance
Low
Low
Managed for you
Managed for you
Licensing fees
Licensing fees
High
High
Legacy pricing
Legacy pricing
None
None
But hidden costs are significant
But hidden costs are significant
Low
Low
Modern pricing
Modern pricing
For compliance infrastructure that holds up, adapts, and doesn't demand constant attention, get in touch.
We know the high stakes of compliance. Let us help you move from legacy risk to cloud-native certainty.
Book a Demo
Nutshell Labs
©2026 Nutshell Labs. All rights reserved.
For compliance infrastructure that holds up, adapts, and doesn't demand constant attention, get in touch.
We know the high stakes of compliance. Let us help you move from legacy risk to cloud-native certainty.
Book a Demo
Nutshell Labs
©2026 Nutshell Labs. All rights reserved.
For compliance infrastructure that holds up, adapts, and doesn't demand constant attention, get in touch.
We know the high stakes of compliance. Let us help you move from legacy risk to cloud-native certainty.
Book a Demo
Nutshell Labs
©2026 Nutshell Labs. All rights reserved.